Description
In this book M.L. Humphrey draws upon twenty years of experience with regulatory compliance, and AML compliance in particular, as both a regulator of broker-dealers and a consultant to some of the largest financial institutions in the world, to give an overview of the main AML compliance requirements, with a particular focus on customer identification and suspicious activity monitoring and reporting.
This book is meant to be a high-level overview of AML compliance requirements, which means it focuses on the general concepts behind the regulations as opposed to any specific industry- or country-level regulations or any specific suspicious activity fact patterns. But the book should give a strong foundation for understanding those industry- or country-level requirements.
Author: M. L. Humphrey
Publisher: M.L. Humphrey
Published: 10/11/2022
Pages: 118
Binding Type: Paperback
Weight: 0.29lbs
Size: 8.00h x 5.25w x 0.25d
ISBN13: 9781637440728
ISBN10: 1637440723
BISAC Categories:
- Business & Economics | Business Law
- Business & Economics | Reference | General
- Business & Economics | Government & Business
This title is not returnable